A/ HRC/46/51
18.
While the primary obligation rests with the Democratic People’s Republic of Korea
to address systematic human rights violations through its national laws and judicial processes,
in the Special Rapporteur’s view, other states should prosecute perpetrators where the
Democratic People’s Republic of Korea is unable or unwilling to prosecute. While the
Democratic People’s Republic of Korea is not a party to the Rome Statute of the International
Criminal Court, the Rome Statute reflects customary international law. The International
Criminal Court’s principle of complementarity has institutionalized the primary
responsibility for prosecuting international crimes to national criminal jurisdictions.24
However, the Rome Statute reinforces the obligation to prosecute when there is lack of
political will or ability to carry out the investigation or prosecution.25 In its 2014 report, the
commission of inquiry found that the State institutions of the Democratic People’s Republic
of Korea are neither willing nor able to effectively investigate and prosecute crimes against
humanity, which are prohibited under the principle of jus cogens, and impunity is enjoyed by
those most responsible for crimes against humanity.26 This finding, which in the Special
Rapporteur’s assessment has not changed, would appear to trigger the obligation of other
states to take action.
19.
The four Geneva Conventions, the Convention for the Prevention and Punishment for
Crimes of Genocide, and the Convention against Torture and Other Cruel, Inhuman or
Degrading Treatment or Punishment obligate states parties to extradite or prosecute (aut
dedere aut judicare) perpetrators of violations, regardless of the nationality of the perpetrator
or the victim and the place the crime was committed. Notably, the Convention against Torture
requires states to take necessary measures to establish jurisdiction over such offences
whenever the offender is present in their territory.27 This requirement may be considered as
obligating states to apply the principle of universal jurisdiction in respect of torture. More
recently, the International Convention for the Protection of All Persons from Enforced
Disappearance also obligates states parties to extradite or prosecute.28
20.
In addition to prosecuting offenders, states also have the duty to assist each other to
ensure accountability for serious violations of human rights and international humanitarian
law.29 The concept of “responsibility to protect” represents an agreement to take collective
action, including under Chapters VI and VIII of the Charter of the United Nations, where
states manifestly fail to protect their populations from gross human rights violations.30 Again
taking the Rome Statute as a distillation of customary law, it affirms that “the most serious
crimes of concern to the international community as a whole must not go unpunished” and
“their effective prosecution must be ensured” both at the national level and through
international cooperation.31 The Human Rights Committee reiterated the duty of the
international community to cooperate: “State parties should also assist each other to bring to
justice persons suspected of having committed acts in violation of the Covenant that are
punishable under domestic or international law.”32
D.
The responsibility of the UN Security Council in pursuing accountability
21.
The international obligation of States to prosecute connects directly with the
responsibility of the Security Council to pursue accountability for the most serious human
rights abuses in the Democratic People’s Republic of Korea under the provisions of Chapter
VII of the UN Charter and/or based on the principle of universal jurisdiction and, where
24
25
26
27
28
29
30
31
32
8
Rome Statute, preamble, para.10, article 1.
Rome Statute, article 17.
A/HRC/25/CRP.1, paras.1199 and 1216.
Article 5.
Articles 9(2) and 11(1).
A/HRC/27/56, para. 30.
At the 2005 high-level UN World Summit meeting, Member States committed to the principle of the
responsibility to protect their populations from genocide, war crimes, ethnic cleansing and crimes
against humanity. (A/RES/60/1).
Rome Statute, preamble, para.4.
Human Rights Committee general comment No. 31, para. 18.